4//SEC Filing
GOODMAN BRUCE J 4
Accession 0000049071-11-000138
CIK 0000049071other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 3:44 PM ET
Size
18.7 KB
Accession
0000049071-11-000138
Insider Transaction Report
Form 4
HUMANA INCHUM
GOODMAN BRUCE J
Sr VP & Chief Serv. & Info. Of
Transactions
- Other
Humana Common
2011-07-27$76.50/sh−5,000$382,500→ 29,280 total - Other
Humana Common
2011-07-27$76.50/sh+5,000$382,500→ 5,000 total(indirect: GRAT)
Holdings
- 45,802
Options
Exercise: $53.96Exp: 2013-02-23→ Humana Common (45,802 underlying) - 36,452
Options
Exercise: $62.10Exp: 2014-02-22→ Humana Common (36,452 underlying) - 39,597
Options
Exercise: $69.47Exp: 2015-02-21→ Humana Common (39,597 underlying) - 48,052
Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (48,052 underlying) - 3,432
Restricted Stock Units
→ Humana Common (3,432 underlying) - 128(indirect: See Footnote)
Humana Common
- 25,966
Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (25,966 underlying) - 15,178
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying)
Footnotes (12)
- [F1]Stock units held for the benefit of reporting person as of June 30, 2011 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F10]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F11]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F12]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F2]Shares held in a GRAT with reporting person as trustee.
- [F3]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F4]Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
- [F5]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- [F6]Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
- [F7]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- [F8]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F9]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001083933
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 3:44 PM ET
- Size
- 18.7 KB