4//SEC Filing
GOODMAN BRUCE J 4
Accession 0000049071-11-000172
CIK 0000049071other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 2:47 PM ET
Size
27.3 KB
Accession
0000049071-11-000172
Insider Transaction Report
Form 4
HUMANA INCHUM
GOODMAN BRUCE J
Sr VP & Chief Serv. & Info. Of
Transactions
- Exercise/Conversion
Humana Common
2011-11-08$53.96/sh+10,348$558,378→ 39,628 total - Exercise/Conversion
Humana Common
2011-11-08$46.40/sh+8,655$401,592→ 48,283 total - Sale
Humana Common
2011-11-07$87.09/sh−28,701$2,499,570→ 34,280 total - Exercise/Conversion
Options
2011-11-08$46.40/sh−8,655$401,592→ 17,311 totalExercise: $46.40Exp: 2017-02-18→ Humana Common (8,655 underlying) - Exercise/Conversion
Humana Common
2011-11-07$41.83/sh+28,701$1,200,563→ 62,981 total - Sale
Humana Common
2011-11-07$87.13/sh−5,000$435,647→ 29,280 total - Sale
Humana Common
2011-11-08$86.97/sh−19,003$1,652,691→ 29,280 total - Exercise/Conversion
Options
2011-11-08$53.96/sh−10,348$558,378→ 35,454 totalExercise: $53.96Exp: 2013-02-23→ Humana Common (10,348 underlying) - Exercise/Conversion
Options
2011-11-07$41.83/sh−28,701$1,200,563→ 19,351 totalExercise: $41.83Exp: 2016-02-19→ Humana Common (28,701 underlying)
Holdings
- 128(indirect: See Footnote)
Humana Common
- 36,452
Options
Exercise: $62.10Exp: 2014-02-22→ Humana Common (36,452 underlying) - 15,178
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying) - 39,597
Options
Exercise: $69.47Exp: 2015-02-21→ Humana Common (39,597 underlying) - 3,432
Restricted Stock Units
→ Humana Common (3,432 underlying)
Footnotes (14)
- [F1]Stock units held for the benefit of reporting person as of October 31, 2011 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F10]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F11]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F12]The shares sold in multiple lots ranging from $87.00 to $87.285. The weighted average sale price was $87.09.
- [F13]The shares sold in multiple lots ranging from $87.10 to $87.19. The weighted average sale price was $87.1295.
- [F14]The shares sold in multiple lots ranging from $86.00 to $87.45. The weighted average sale price was $86.97.
- [F2]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F3]Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
- [F4]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- [F5]Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
- [F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- [F7]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F8]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F9]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001083933
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 2:47 PM ET
- Size
- 27.3 KB