GOODMAN BRUCE J 4

Accession 0000049071-11-000178

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 10:54 AM ET

Size

27.2 KB

Accession

0000049071-11-000178

Insider Transaction Report

Form 4

Period: 2011-11-14

HUMANA INCHUM

GOODMAN BRUCE J

Sr VP & Chief Serv. & Info. Of

Transactions

Sale
Humana Common
2011-11-15$88.49/sh−4,000$353,960→ 27,188 total
Exercise/Conversion
Humana Common
2011-11-14$62.10/sh+15,000$931,500→ 38,280 total
Sale
Humana Common
2011-11-14$88.07/sh−5,000$440,350→ 33,280 total
Sale
Humana Common
2011-11-14$88.40/sh−5,000$442,000→ 23,280 total
Exercise/Conversion
Humana Common
2011-11-15$62.10/sh+7,908$491,087→ 31,188 total
Exercise/Conversion
Options
2011-11-14$62.10/sh−15,000$931,500→ 7,908 total
Exercise: $62.10Exp: 2014-02-22→ Humana Common (15,000 underlying)
Sale
Humana Common
2011-11-14$88.21/sh−5,000$441,050→ 28,280 total
Sale
Humana Common
2011-11-15$88.15/sh−3,908$344,490→ 23,280 total
Exercise/Conversion
Options
2011-11-15$62.10/sh−7,908$491,087→ 0 total
Exercise: $62.10Exp: 2014-02-22→ Humana Common (7,908 underlying)

Holdings

Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (19,351 underlying)
19,351
Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (17,311 underlying)
17,311
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying)
15,178
Restricted Stock Units
→ Humana Common (3,432 underlying)
3,432
Options
Exercise: $69.47Exp: 2015-02-21→ Humana Common (39,597 underlying)
39,597
Humana Common
(indirect: See Footnote)
128

Footnotes (10)

[F1]Stock units held for the benefit of reporting person as of October 31, 2011 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
[F10]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
[F2]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
[F3]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
[F4]Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
[F5]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
[F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
[F7]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
[F8]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
[F9]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

IncorporatedKY

Related Parties

filerCIK 0001083933

Filing Metadata

Form type: 4
Filed: Nov 15, 7:00 PM ET
Accepted: Nov 16, 10:54 AM ET
Size: 27.2 KB

View on SEC.gov