4//SEC Filing
McCulley Steven E 4
Accession 0000049071-12-000015
CIK 0000049071other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 11:31 AM ET
Size
13.8 KB
Accession
0000049071-12-000015
Insider Transaction Report
Form 4
HUMANA INCHUM
McCulley Steven E
Vice President & Controller
Transactions
- Tax Payment
Humana Common
2012-02-19$88.56/sh−1,308$115,843→ 11,732 total
Holdings
- 13,994
Options
Exercise: $45.98Exp: 2015-04-01→ Humana Common (13,994 underlying) - 3,879
Restricted Stock Units
→ Humana Common (3,879 underlying) - 685(indirect: See Footnote)
Humana Common
- 8,990
Restricted Stock Units
→ Humana Common (8,990 underlying) - 7(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (7 underlying) - 3,333
Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (3,333 underlying)
Footnotes (9)
- [F1]Stock units held for the benefit of reporting person as of January 31, 2012 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F2]Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F4]Incentive and Non-Qualified stock options granted to reporting person on 4/1/08, NQ options vesting in three increments from 4/1/11 to 4/1/13, and ISO's vesting in two increments on 4/1/12 and 4/1/13.
- [F5]Phantom Stock Units held for the benefit of reporting person as of January 31, 2012 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan exempt under Rule 16b-3(c and d).
- [F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- [F7]Restricted stock units granted to reporting person on 2/18/10, 100% of the award is vesting on 2/18/13.
- [F8]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F9]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001301372
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 11:31 AM ET
- Size
- 13.8 KB