4//SEC Filing
GOODMAN BRUCE J 4
Accession 0000049071-12-000028
CIK 0000049071other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 11:57 AM ET
Size
17.8 KB
Accession
0000049071-12-000028
Insider Transaction Report
Form 4
HUMANA INCHUM
GOODMAN BRUCE J
Sr VP & Chief Serv. & Info. Of
Transactions
- Award
Options
2012-02-23$88.65/sh+10,535$933,901→ 10,535 totalExercise: $88.65Exp: 2019-02-23→ Humana Common (10,535 underlying) - Award
Restricted Stock Units
2012-02-23$0.17/sh+1,974$329→ 1,974 total→ Humana Common (1,974 underlying)
Holdings
- 39,597
Options
Exercise: $69.47Exp: 2015-02-21→ Humana Common (39,597 underlying) - 23,280
Humana Common
- 128(indirect: See Footnote)
Humana Common
- 17,311
Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (17,311 underlying) - 15,178
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying) - 19,351
Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (19,351 underlying) - 3,432
Restricted Stock Units
→ Humana Common (3,432 underlying)
Footnotes (11)
- [F1]Stock units held for the benefit of reporting person as of January 31, 2012 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F10]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F11]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
- [F2]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F3]Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
- [F4]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- [F5]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F7]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F8]Reporting person was granted Non-Qualified stock options on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
- [F9]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001083933
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 11:57 AM ET
- Size
- 17.8 KB