4//SEC Filing
HATHCOCK BONNIE C 4
Accession 0000049071-12-000038
CIK 0000049071other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:18 PM ET
Size
16.8 KB
Accession
0000049071-12-000038
Insider Transaction Report
Form 4
HUMANA INCHUM
HATHCOCK BONNIE C
Sr VP & Chief Human Res. Off
Transactions
- Award
Restricted Stock Units
2012-02-23$0.17/sh+4,738$790→ 4,738 total→ Humana Common (4,738 underlying) - Award
Options
2012-02-23$88.65/sh+24,374$2,160,694→ 24,374 totalExercise: $88.65Exp: 2019-02-23→ Humana Common (24,374 underlying)
Holdings
- 24,288
Humana Common
- 24,235
Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (24,235 underlying) - 22,767
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (22,767 underlying) - 5,149
Restricted Stock Units
→ Humana Common (5,149 underlying) - 41,036
Options
Exercise: $69.47Exp: 2015-02-21→ Humana Common (41,036 underlying) - 19,351
Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (19,351 underlying)
Footnotes (10)
- [F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F10]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
- [F2]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- [F3]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- [F4]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F5]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F8]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F9]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001085718
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 4:18 PM ET
- Size
- 16.8 KB