HATHCOCK BONNIE C 4

Accession 0000049071-12-000053

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 9:32 PM ET

Size

30.5 KB

Accession

0000049071-12-000053

Insider Transaction Report

Form 4

Period: 2012-03-09

HUMANA INCHUM

HATHCOCK BONNIE C

Sr VP & Chief Human Res. Off

Transactions

Exercise/Conversion
Humana Common
2012-03-09$41.83/sh+19,351$809,452→ 84,675 total
Sale
Humana Common
2012-03-09$87.85/sh−15,057$1,322,709→ 25,830 total
Exercise/Conversion
Options
2012-03-09$69.47/sh−41,036$2,850,976→ 0 total
Exercise: $69.47Exp: 2015-02-21→ Humana Common (41,036 underlying)
Exercise/Conversion
Options
2012-03-09$46.40/sh−12,117$562,229→ 12,118 total
Exercise: $46.40Exp: 2017-02-18→ Humana Common (12,117 underlying)
Exercise/Conversion
Humana Common
2012-03-09$69.47/sh+41,036$2,850,976→ 65,324 total
Sale
Humana Common
2012-03-09$87.21/sh−61,207$5,337,593→ 40,887 total
Exercise/Conversion
Options
2012-03-09$61.18/sh−7,589$464,295→ 15,178 total
Exercise: $61.18Exp: 2018-02-17→ Humana Common (7,589 underlying)
Exercise/Conversion
Humana Common
2012-03-09$46.40/sh+12,117$562,229→ 96,792 total
Gift
Humana Common
2012-03-09$87.39/sh−900$78,651→ 24,930 total
Exercise/Conversion
Humana Common
2012-03-09$61.18/sh+7,589$464,295→ 104,381 total
Tax Payment
Humana Common
2012-03-09$87.39/sh−2,287$199,861→ 102,094 total
Exercise/Conversion
Options
2012-03-09$41.83/sh−19,351$809,452→ 0 total
Exercise: $41.83Exp: 2016-02-19→ Humana Common (19,351 underlying)

Holdings

Restricted Stock Units
→ Humana Common (5,149 underlying)
5,149
Restricted Stock Units
→ Humana Common (4,738 underlying)
4,738
Options
Exercise: $88.65Exp: 2019-02-23→ Humana Common (24,374 underlying)
24,374

Footnotes (12)

[F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
[F10]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
[F11]This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $86.79 to $87.78. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
[F12]This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $87.79 to $88.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
[F2]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
[F3]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
[F4]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
[F5]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
[F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
[F7]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
[F8]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F9]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001085718

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 9:32 PM ET
Size: 30.5 KB

View on SEC.gov