HATHCOCK BONNIE C 4
4 · HUMANA INC · Filed Nov 14, 2012
Insider Transaction Report
Form 4
HUMANA INCHUM
HATHCOCK BONNIE C
Former Sr VP
Transactions
- Gift
Humana Common
2012-11-09−700→ 24,230 total
Holdings
- 12,118
Options
[F1][F2]Exercise: $46.40Exp: 2017-02-18→ Humana Common (12,118 underlying) - 15,178
Options
[F1][F3]Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying) - 24,374
Options
[F1][F4]Exercise: $88.65Exp: 2019-02-23→ Humana Common (24,374 underlying) - 5,149
Restricted Stock Units
[F5][F6][F7]→ Humana Common (5,149 underlying) - 4,738
Restricted Stock Units
[F5][F6][F8]→ Humana Common (4,738 underlying)
Footnotes (8)
- [F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F2]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F3]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F4]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
- [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F7]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F8]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Signature
Bonita C. Hathcock|2012-11-14