4//SEC Filing
HATHCOCK BONNIE C 4
Accession 0000049071-12-000146
CIK 0000049071other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:21 PM ET
Size
13.0 KB
Accession
0000049071-12-000146
Insider Transaction Report
Form 4
HUMANA INCHUM
HATHCOCK BONNIE C
Sr VP & Chief Human Res. Off
Transactions
- Sale
Humana Common
2012-12-14$66.16/sh−20,713$1,370,324→ 3,517 total
Holdings
- 12,118
Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (12,118 underlying) - 15,178
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying) - 5,149
Restricted Stock Units
→ Humana Common (5,149 underlying) - 4,738
Restricted Stock Units
→ Humana Common (4,738 underlying) - 24,374
Options
Exercise: $88.65Exp: 2019-02-23→ Humana Common (24,374 underlying)
Footnotes (9)
- [F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F2]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F3]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F4]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
- [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F7]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F8]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
- [F9]Shares sold at prices ranging from $66.0200 to $66.2800.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001085718
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:21 PM ET
- Size
- 13.0 KB