McClain Tim S 4

4 · HUMANA INC · Filed Feb 22, 2013

Form 4

Period: 2013-02-20

Group Pres, Govt & Other Busin

Transactions

Award
Options
2013-02-20+4,940→ 4,940 total
Exercise: $72.84Exp: 2020-02-20→ Humana Common (4,940 underlying)
Award
Restricted Stock Units
2013-02-20+1,630→ 1,630 total
→ Humana Common (1,630 underlying)

Holdings

Humana Common
82
Options
Exercise: $36.52Exp: 2016-08-27→ Humana Common (1,667 underlying)
1,667
Options
Exercise: $88.65Exp: 2019-02-23→ Humana Common (3,971 underlying)
3,971
Restricted Stock Units
→ Humana Common (1,635 underlying)
1,635
Restricted Stock Units
→ Humana Common (3,130 underlying)
3,130

Footnotes (7)

[F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
[F2]Non-Qualified stock options granted to reporting person on 8/27/09, 100% vested.
[F3]Non-qualified stock options granted to reporting person on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
[F4]Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
[F5]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2003 Stock Incentive Plan. 100% of the award is vesting on 02/17/14.
[F6]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/23/15.
[F7]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/20/16.

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