4//SEC Filing
HUMANA INC 4
Accession 0000049071-13-000120
$HUMCIK 0000049071operating
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 10:53 AM ET
Size
13.8 KB
Accession
0000049071-13-000120
Insider Transaction Report
Form 4
HUMANA INCHUM
McCulley Steven E
Vice President & Controller
Transactions
- Sale
Humana Common
2013-08-08$92.54/sh−10,000$925,362→ 9,327 total
Holdings
- 8,990
Restricted Stock Units
→ Humana Common (8,990 underlying) - 4,576
Options
Exercise: $72.84Exp: 2020-02-20→ Humana Common (4,576 underlying) - 5,076
Restricted Stock Units
→ Humana Common (5,076 underlying) - 1,510
Restricted Stock Units
→ Humana Common (1,510 underlying) - 695(indirect: See Footnote)
Humana Common
- 7(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (7 underlying)
Footnotes (10)
- [F1]Stock units held for the benefit of reporting person as of July 31, 2013 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F10]Phantom Stock Units held for the benefit of reporting person as of July 31, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan.
- [F2]Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
- [F3]Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
- [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F7]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F8]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
- [F9]Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000049071
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 10:53 AM ET
- Size
- 13.8 KB