HUMANA INC 4

4 · HUMANA INC · Filed Nov 8, 2013

Form 4

Period: 2013-11-07

Sr. VP, CFO & Treasurer

Transactions

Exercise/Conversion
Restricted Stock Units
2013-11-07$0.17/sh−17,201$2,867→ 0 total
→ Humana Common (17,201 underlying)
Tax Payment
Humana Common
2013-11-07$96.00/sh−8,642$829,675→ 30,326 total
Exercise/Conversion
Humana Common
2013-11-07$0.17/sh+17,201$2,867→ 38,968 total

Holdings

Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (7,589 underlying)
7,589
Options
Exercise: $88.65Exp: 2019-02-23→ Humana Common (28,436 underlying)
28,436
Restricted Stock Units
→ Humana Common (5,528 underlying)
5,528
Restricted Stock Units
→ Humana Common (5,149 underlying)
5,149
Restricted Stock Units
→ Humana Common (6,006 underlying)
6,006
Options
Exercise: $72.84Exp: 2020-02-20→ Humana Common (18,201 underlying)
18,201

Footnotes (11)

[F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
[F10]Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
[F11]Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
[F2]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
[F3]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
[F4]Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
[F5]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
[F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
[F7]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F8]Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14.
[F9]Restricted stock units granted to reporting person on 11/7/11, 100% of the award is vesting on 11/7/13.

Documents

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