4//SEC Filing
HUMANA INC 4
Accession 0000049071-13-000149
$HUMCIK 0000049071operating
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 4:31 PM ET
Size
18.0 KB
Accession
0000049071-13-000149
Insider Transaction Report
Form 4
HUMANA INCHUM
BLOEM JAMES H
Sr. VP, CFO & Treasurer
Transactions
- Exercise/Conversion
Restricted Stock Units
2013-11-07$0.17/sh−17,201$2,867→ 0 total→ Humana Common (17,201 underlying) - Tax Payment
Humana Common
2013-11-07$96.00/sh−8,642$829,675→ 30,326 total - Exercise/Conversion
Humana Common
2013-11-07$0.17/sh+17,201$2,867→ 38,968 total
Holdings
- 7,589
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (7,589 underlying) - 28,436
Options
Exercise: $88.65Exp: 2019-02-23→ Humana Common (28,436 underlying) - 5,528
Restricted Stock Units
→ Humana Common (5,528 underlying) - 5,149
Restricted Stock Units
→ Humana Common (5,149 underlying) - 6,006
Restricted Stock Units
→ Humana Common (6,006 underlying) - 18,201
Options
Exercise: $72.84Exp: 2020-02-20→ Humana Common (18,201 underlying)
Footnotes (11)
- [F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F10]Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
- [F11]Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
- [F2]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F3]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
- [F4]Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
- [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14.
- [F9]Restricted stock units granted to reporting person on 11/7/11, 100% of the award is vesting on 11/7/13.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000049071
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 4:31 PM ET
- Size
- 18.0 KB