HUMANA INC 4
4 · HUMANA INC · Filed Jan 3, 2014
Insider Transaction Report
Form 4
HUMANA INCHUM
NASH DAVID
Director
Transactions
- Award
Restricted Stock Units
2014-01-02+1,358→ 1,358 total→ Humana Common (1,358 underlying) - Award
Stock Unit
2013-12-31$102.79/sh+92$9,457→ 199 total→ Humana Common (92 underlying)
Holdings
- 16,336
Stock Unit
→ Humana Common (16,336 underlying) - 112
Humana Common
Footnotes (3)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2014.