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4//SEC Filing

HUMANA INC 4

Accession 0000049071-14-000039

$HUMCIK 0000049071operating
View on SEC.govCompany Profile

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 5:35 PM ET

Size

22.3 KB

Accession

0000049071-14-000039

Insider Transaction Report

Form 4
Period: 2014-02-17
HUMANA INCHUM
McCulley Steven E
Vice President & Controller
Transactions
  • Award

    Restricted Stock Units

    2014-02-18+1,958→ 1,958 total
    → Humana Common (1,958 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2014-02-17$0.17/sh−8,990$1,499→ 0 total
    → Humana Common (8,990 underlying)
  • Award

    Options

    2014-02-18+8,940→ 8,940 total
    Exercise: $102.16Exp: 2021-02-18→ Humana Common (8,940 underlying)
  • Tax Payment

    Humana Common

    2014-02-17$99.23/sh−3,231$320,628→ 15,086 total
  • Exercise/Conversion

    Humana Common

    2014-02-17$0.17/sh+8,990$1,499→ 18,317 total
Holdings

  • Restricted Stock Units

    → Humana Common (1,510 underlying)
    1,510

  • Phantom Stock Units

    (indirect: See Footnote)
    → Humana Common (7 underlying)
    7

  • Humana Common

    (indirect: See Footnote)
    697

  • Options

    Exercise: $72.84Exp: 2020-02-20→ Humana Common (4,576 underlying)
    4,576

  • Restricted Stock Units

    → Humana Common (5,076 underlying)
    5,076

  • Restricted Stock Units

    → Humana Common (4,850 underlying)
    4,850
Footnotes (14)
  • [F1]Stock units held for the benefit of reporting person as of January 31, 2014 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
  • [F10]Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
  • [F11]Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
  • [F12]Restricted stock units granted to reporting person on 01/02/14, 100% of the award is vesting on 01/02/17.
  • [F13]Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
  • [F14]Phantom Stock Units held for the benefit of reporting person as of January 31, 2014 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.
  • [F2]Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
  • [F3]Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan.
  • [F4]Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
  • [F5]Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
  • [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
  • [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
  • [F8]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F9]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.

Documents

1 file

Issuer

HUMANA INC

CIK 0000049071

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000049071

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:35 PM ET
Size
22.3 KB
View on SEC.gov