4//SEC Filing
HUMANA INC 4
Accession 0000049071-14-000040
$HUMCIK 0000049071operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:36 PM ET
Size
21.4 KB
Accession
0000049071-14-000040
Insider Transaction Report
Form 4
HUMANA INCHUM
McClain Tim S
Group Pres, Govt & Other Busin
Transactions
- Tax Payment
Humana Common
2014-02-17$99.23/sh−616$61,129→ 1,101 total - Exercise/Conversion
Restricted Stock Units
2014-02-17$0.17/sh−1,635$273→ 0 total→ Humana Common (1,635 underlying) - Exercise/Conversion
Humana Common
2014-02-17$0.17/sh+1,635$273→ 1,717 total - Award
Options
2014-02-18+4,470→ 4,470 totalExercise: $102.16Exp: 2021-02-18→ Humana Common (4,470 underlying) - Award
Restricted Stock Units
2014-02-18+979→ 979 total→ Humana Common (979 underlying)
Holdings
- 1,667
Options
Exercise: $36.52Exp: 2016-08-27→ Humana Common (1,667 underlying) - 3,130
Restricted Stock Units
→ Humana Common (3,130 underlying) - 3,971
Options
Exercise: $88.65Exp: 2019-02-23→ Humana Common (3,971 underlying) - 4,940
Options
Exercise: $72.84Exp: 2020-02-20→ Humana Common (4,940 underlying) - 1,630
Restricted Stock Units
→ Humana Common (1,630 underlying)
Footnotes (11)
- [F1]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F10]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/18/17.
- [F11]The Form 4 is additionally being filed to notify that effective February 19, 2014, the reporting person is no longer designated as an Officer, and is no longer subject to Section 16.
- [F2]Right to buy pursuant to the Company's 2011 Stock Incentive Plan.
- [F3]Non-Qualified stock options granted to reporting person on 8/27/09, 100% vested.
- [F4]Non-qualified stock options granted to reporting person on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
- [F5]Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
- [F6]Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
- [F7]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2003 Stock Incentive Plan. 100% of the award is vesting on 02/17/14.
- [F8]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/23/15.
- [F9]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/20/16.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000049071
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 5:36 PM ET
- Size
- 21.4 KB