HUMANA INC 4
4 · HUMANA INC · Filed Jan 4, 2017
Insider Transaction Report
Form 4
HUMANA INCHUM
NASH DAVID
Director
Transactions
- Award
Stock Unit
2016-12-31$203.53/sh+71$14,451→ 420 total→ Humana Common (71 underlying) - Award
Restricted Stock Units
2017-01-03+761→ 761 total→ Humana Common (761 underlying)
Holdings
- 19,641
Stock Unit
→ Humana Common (19,641 underlying) - 112
Humana Common
Footnotes (3)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2017.