4//SEC Filing
Christopher M Todoroff 4
Accession 0000049071-17-000179
CIK 0000049071other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 11:32 AM ET
Size
19.1 KB
Accession
0000049071-17-000179
Insider Transaction Report
Form 4
HUMANA INCHUM
Christopher M Todoroff
Sr. VP and General Counsel
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-12-15−1,539→ 1,540 total→ Humana Common (1,539 underlying) - Tax Payment
Humana Common
2017-12-15$253.62/sh−1,368$346,952→ 9,358 total - Exercise/Conversion
Humana Common
2017-12-15+2,726→ 10,726 total - Exercise/Conversion
Restricted Stock Units
2017-12-15−1,187→ 2,377 total→ Humana Common (1,187 underlying)
Holdings
- 15,498
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (15,498 underlying) - 7,366
Options
Exercise: $239.12Exp: 2024-06-28→ Humana Common (7,366 underlying) - 1,620
Restricted Stock Units
→ Humana Common (1,620 underlying) - 7,005
Options
Exercise: $164.65Exp: 2022-02-24→ Humana Common (7,005 underlying) - 13,870
Options
Exercise: $167.81Exp: 2023-02-18→ Humana Common (13,870 underlying)
Footnotes (9)
- [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
- [F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
- [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F6]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
- [F7]Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
- [F8]Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
- [F9]Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001441437
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 11:32 AM ET
- Size
- 19.1 KB