Christopher M Todoroff 4
4 · HUMANA INC · Filed Feb 21, 2018
Insider Transaction Report
Form 4
HUMANA INCHUM
Christopher M Todoroff
Sr. VP and General Counsel
Transactions
- Award
Options
2018-02-19+6,221→ 6,221 totalExercise: $268.47Exp: 2025-02-19→ Humana Common (6,221 underlying) - Award
Restricted Stock Units
2018-02-19+1,443→ 1,443 total→ Humana Common (1,443 underlying)
Holdings
- 7,005
Options
Exercise: $164.65Exp: 2022-02-24→ Humana Common (7,005 underlying) - 13,870
Options
Exercise: $167.81Exp: 2023-02-18→ Humana Common (13,870 underlying) - 15,498
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (15,498 underlying) - 7,366
Options
Exercise: $239.12Exp: 2024-06-28→ Humana Common (7,366 underlying) - 1,540
Restricted Stock Units
→ Humana Common (1,540 underlying) - 1,620
Restricted Stock Units
→ Humana Common (1,620 underlying) - 8,975
Humana Common
- 2,377
Restricted Stock Units
→ Humana Common (2,377 underlying)
Footnotes (12)
- [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
- [F10]Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.
- [F11]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
- [F12]On December 21, 2017 reporting person transferred 383 shares of direct ownership pursuant to Divorce Decree, exempt under Rule 16a-12.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
- [F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
- [F5]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
- [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F7]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
- [F8]Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
- [F9]Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.