Christopher M Todoroff 4

Accession 0000049071-18-000043

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 6:38 PM ET

Size

27.0 KB

Accession

0000049071-18-000043

Insider Transaction Report

Form 4

Period: 2018-02-24

HUMANA INCHUM

Christopher M Todoroff

Sr. VP and General Counsel

Transactions

Exercise/Conversion
Humana Common
2018-02-24+4,472→ 13,447 total
Tax Payment
Humana Common
2018-02-24$269.31/sh−1,575$424,163→ 11,872 total
Exercise/Conversion
Humana Common
2018-02-27$164.65/sh+7,005$1,153,338→ 18,877 total
Exercise/Conversion
Humana Common
2018-02-27$167.81/sh+6,935$1,163,728→ 25,812 total
Sale
Humana Common
2018-02-27$273.37/sh−16,389$4,480,300→ 9,423 total
Exercise/Conversion
Options
2018-02-27−7,005→ 0 total
Exercise: $164.65Exp: 2022-02-24→ Humana Common (7,005 underlying)
Exercise/Conversion
Options
2018-02-27−6,935→ 6,935 total
Exercise: $167.81Exp: 2023-02-18→ Humana Common (6,935 underlying)

Holdings

Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (15,498 underlying)
15,498
Options
Exercise: $239.12Exp: 2024-06-28→ Humana Common (7,366 underlying)
7,366
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (6,221 underlying)
6,221
Restricted Stock Units
→ Humana Common (1,540 underlying)
1,540
Restricted Stock Units
→ Humana Common (2,377 underlying)
2,377
Restricted Stock Units
→ Humana Common (1,620 underlying)
1,620
Restricted Stock Units
→ Humana Common (1,443 underlying)
1,443

Footnotes (13)

[F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
[F10]Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.
[F11]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
[F12]Includes Performance Stock Units that vested on 2/24/2018.
[F13]Shares sold from prices ranging from $273.10422 to $275.75. Price reported is weighted avg sales price.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
[F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
[F5]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F7]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
[F8]Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
[F9]Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001441437

Filing Metadata

Form type: 4
Filed: Feb 26, 7:00 PM ET
Accepted: Feb 27, 6:38 PM ET
Size: 27.0 KB

View on SEC.gov