4//SEC Filing
MARGULIS HEIDI S 4
Accession 0000049071-18-000049
CIK 0000049071other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 2:09 PM ET
Size
23.3 KB
Accession
0000049071-18-000049
Insider Transaction Report
Form 4
HUMANA INCHUM
MARGULIS HEIDI S
Senior V.P.-Gov. Relations
Transactions
- Exercise/Conversion
Humana Common
2018-02-28$164.65/sh+607$99,940→ 11,984 total - Tax Payment
Humana Common
2018-02-28$276.43/sh−362$100,068→ 11,622 total - Sale
Humana Common
2018-02-28$275.17/sh−3,727$1,025,574→ 7,895 total - Gift
Humana Common
2018-02-28−119→ 7,776 total - Exercise/Conversion
Options
2018-02-28−607→ 9,335 totalExercise: $164.65Exp: 2022-02-24→ Humana Common (607 underlying)
Holdings
- 5,218
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (5,218 underlying) - 1,211
Restricted Stock Units
→ Humana Common (1,211 underlying) - 1,444
Options
Exercise: $102.16Exp: 2021-02-18→ Humana Common (1,444 underlying) - 19,497
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (19,497 underlying) - 14,764
Options
Exercise: $167.81Exp: 2023-02-18→ Humana Common (14,764 underlying) - 3,487
Restricted Stock Units
→ Humana Common (3,487 underlying) - 1,093
Restricted Stock Units
→ Humana Common (1,093 underlying)
Footnotes (12)
- [F1]Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
- [F10]Shares swapped for payment of purchase price on incentive stock option exercise using fair market value on February 27, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.
- [F11]Price reported is the average sales price.
- [F12]This transaction represents a gift/charitable donation effective February 28, 2018. This is not a market transaction and no value was received in return for the shares.
- [F2]Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
- [F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
- [F5]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
- [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F7]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
- [F8]Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.
- [F9]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001103605
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 2:09 PM ET
- Size
- 23.3 KB