MARGULIS HEIDI S 4

Accession 0000049071-18-000066

CIK 0000049071other

View on SEC.gov Company Profile

Filed

May 6, 8:00 PM ET

Accepted

May 7, 2:27 PM ET

Size

24.5 KB

Accession

0000049071-18-000066

Insider Transaction Report

Form 4

Period: 2018-05-03

HUMANA INCHUM

MARGULIS HEIDI S

Senior V.P.-Gov. Relations

Transactions

Exercise/Conversion
Humana Common
2018-05-03$102.16/sh+1,444$147,512→ 9,220 total
Exercise/Conversion
Humana Common
2018-05-03$164.65/sh+9,335$1,536,961→ 18,555 total
Exercise/Conversion
Humana Common
2018-05-03$167.81/sh+9,842$1,651,537→ 28,397 total
Sale
Humana Common
2018-05-03$285.90/sh−20,621$5,895,587→ 7,776 total
Exercise/Conversion
Options
2018-05-03−1,444→ 0 total
Exercise: $102.16Exp: 2021-02-18→ Humana Common (1,444 underlying)
Exercise/Conversion
Options
2018-05-03−9,335→ 0 total
Exercise: $164.65Exp: 2022-02-24→ Humana Common (9,335 underlying)
Exercise/Conversion
Options
2018-05-03−9,842→ 4,922 total
Exercise: $167.81Exp: 2023-02-18→ Humana Common (9,842 underlying)

Holdings

Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (19,497 underlying)
19,497
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (5,218 underlying)
5,218
Restricted Stock Units
→ Humana Common (1,093 underlying)
1,093
Restricted Stock Units
→ Humana Common (3,487 underlying)
3,487
Restricted Stock Units
→ Humana Common (1,211 underlying)
1,211

Footnotes (10)

[F1]Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
[F10]Shares sold at prices ranging from $285.5775 to $286.53. Price reported is weighted average sales price.
[F2]Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
[F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
[F5]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F7]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
[F8]Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.
[F9]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001103605

Filing Metadata

Form type: 4
Filed: May 6, 8:00 PM ET
Accepted: May 7, 2:27 PM ET
Size: 24.5 KB

View on SEC.gov