JONES DAVID A JR/KY 4
4 · HUMANA INC · Filed Jun 18, 2018
Insider Transaction Report
Form 4
HUMANA INCHUM
JONES DAVID A JR/KY
Director
Transactions
- Gift
Humana Common
2018-06-14−10,000→ 86,826 total(indirect: See Footnote)
Holdings
- 5,892
Restricted Stock Units
→ Humana Common (5,892 underlying) - 658
Humana Common
- 1,300(indirect: See Footnote)
Humana Common
- 95
Restricted Stock Units
→ Humana Common (95 underlying) - 1,300(indirect: See Footnote)
Humana Common
Footnotes (7)
- [F1]Shares held by spouse as custodian for daughter.
- [F2]Shares held by spouse as custodian for son.
- [F3]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F4]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F5]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
- [F6]Includes 658 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018.
- [F7]This transaction represents a gift/charitable donation effective June 14, 2018. This is not a market transaction and no value was received in return for the shares.