JONES DAVID A JR/KY 4

4 · HUMANA INC · Filed Jun 18, 2018

Form 4

Period: 2018-06-14

Director

Transactions

Gift
Humana Common
[F7][F5]
2018-06-14−10,000→ 86,826 total(indirect: See Footnote)

Holdings

Footnotes (7)

[F1]Shares held by spouse as custodian for daughter.
[F2]Shares held by spouse as custodian for son.
[F3]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
[F4]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
[F5]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
[F6]Includes 658 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2018.
[F7]This transaction represents a gift/charitable donation effective June 14, 2018. This is not a market transaction and no value was received in return for the shares.

Signature

David A. Jones, Jr.|2018-06-18

Documents

1 file