4//SEC Filing
MARGULIS HEIDI S 4
Accession 0000049071-18-000147
CIK 0000049071other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:05 PM ET
Size
25.6 KB
Accession
0000049071-18-000147
Insider Transaction Report
Form 4
HUMANA INCHUM
MARGULIS HEIDI S
Senior V.P.-Gov. Relations
Transactions
- Tax Payment
Humana Common
2018-12-15$304.05/sh−454$138,036→ 8,913 total - Sale
Humana Common
2018-12-18$296.22/sh−2,656$786,755→ 6,476 total - Exercise/Conversion
Restricted Stock Units
2018-12-15−996→ 2,491 total→ Humana Common (996 underlying) - Exercise/Conversion
Humana Common
2018-12-15+996→ 9,367 total - Tax Payment
Humana Common
2018-12-15$304.05/sh−184$55,944→ 9,132 total - Exercise/Conversion
Restricted Stock Units
2018-12-15−1,093→ 0 total→ Humana Common (1,093 underlying) - Exercise/Conversion
Humana Common
2018-12-15+403→ 9,316 total - Exercise/Conversion
Humana Common
2018-12-15+1,093→ 8,869 total - Tax Payment
Humana Common
2018-12-15$304.05/sh−498$151,414→ 8,371 total - Exercise/Conversion
Restricted Stock Units
2018-12-15−403→ 808 total→ Humana Common (403 underlying)
Holdings
- 5,218
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (5,218 underlying) - 4,922
Options
Exercise: $167.81Exp: 2023-02-18→ Humana Common (4,922 underlying) - 19,497
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (19,497 underlying)
Footnotes (8)
- [F1]Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
- [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F5]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
- [F6]Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.
- [F7]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
- [F8]Price reported is weighted average sales price.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001103605
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:05 PM ET
- Size
- 25.6 KB