Christopher M Todoroff 4

Accession 0000049071-18-000152

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 5:37 PM ET

Size

27.2 KB

Accession

0000049071-18-000152

Insider Transaction Report

Form 4

Period: 2018-12-15

HUMANA INCHUM

Christopher M Todoroff

Sr. VP and General Counsel

Transactions

Exercise/Conversion
Humana Common
2018-12-15+1,540→ 10,963 total
Tax Payment
Humana Common
2018-12-15$304.05/sh−554$168,441→ 10,880 total
Exercise/Conversion
Humana Common
2018-12-15+480→ 11,360 total
Exercise/Conversion
Restricted Stock Units
2018-12-15−1,540→ 0 total
→ Humana Common (1,540 underlying)
Exercise/Conversion
Restricted Stock Units
2018-12-15−480→ 963 total
→ Humana Common (480 underlying)
Tax Payment
Humana Common
2018-12-15$304.05/sh−717$218,000→ 10,246 total
Exercise/Conversion
Humana Common
2018-12-15+1,188→ 11,434 total
Tax Payment
Humana Common
2018-12-15$304.05/sh−224$68,106→ 11,136 total
Exercise/Conversion
Restricted Stock Units
2018-12-15−1,188→ 1,189 total
→ Humana Common (1,188 underlying)

Holdings

Restricted Stock Units
→ Humana Common (1,620 underlying)
1,620
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (15,498 underlying)
15,498
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (6,221 underlying)
6,221
Options
Exercise: $167.81Exp: 2023-02-18→ Humana Common (6,935 underlying)
6,935
Options
Exercise: $239.12Exp: 2024-06-28→ Humana Common (7,366 underlying)
7,366

Footnotes (10)

[F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
[F10]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
[F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F5]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F6]Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
[F7]Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
[F8]Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
[F9]Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001441437

Filing Metadata

Form type: 4
Filed: Dec 17, 7:00 PM ET
Accepted: Dec 18, 5:37 PM ET
Size: 27.2 KB

View on SEC.gov