MITCHELL WILLIAM 4
4 · HUMANA INC · Filed Jan 3, 2019
Insider Transaction Report
Form 4
HUMANA INCHUM
MITCHELL WILLIAM
Director
Transactions
- Award
Humana Common
2019-01-02+588→ 688 total - Award
Stock Unit
2018-12-31$284.56/sh+114$32,440→ 1,008 total→ Humana Common (114 underlying)
Holdings
- 24,224
Stock Unit
→ Humana Common (24,224 underlying)
Footnotes (3)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Includes 588 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Plan of which 100% is vesting on 12/31/19.