4//SEC Filing
JONES DAVID A JR/KY 4
Accession 0000049071-19-000011
CIK 0000049071other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:10 PM ET
Size
17.3 KB
Accession
0000049071-19-000011
Insider Transaction Report
Form 4
HUMANA INCHUM
JONES DAVID A JR/KY
Director
Transactions
- Sale
Humana Common
2012-03-16$86.32/sh−400$34,528→ 1,600 total(indirect: See Footnote) - Award
Humana Common
2019-01-02+588→ 588 total - Sale
Humana Common
2014-06-10$124.49/sh−400$49,798→ 1,200 total(indirect: See Footnote) - Sale
Humana Common
2017-05-18$230.04/sh−200$46,008→ 800 total(indirect: See Footnote) - Sale
Humana Common
2014-08-11$120.24/sh−200$24,048→ 1,000 total(indirect: See Footnote) - Sale
Humana Common
2011-11-16$88.05/sh−600$52,830→ 2,000 total(indirect: See Footnote)
Holdings
- 5,892
Restricted Stock Units
→ Humana Common (5,892 underlying) - 87,484(indirect: See Footnote)
Humana Common
- 95
Restricted Stock Units
→ Humana Common (95 underlying)
Footnotes (5)
- [F1]Shares held in two trusts for the benefit of reporting person's son/daughter, respectively, in each case where the reporting person is the sole trustee. Amounts reported reflect equal sales and subsequent holdings from each trust on the reported dates that were inadvertently omitted from prior filings.
- [F2]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F4]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock. 658 shares were transferred to trust on January 2, 2019 from directly held brokerage account.
- [F5]Includes 588 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001025393
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:10 PM ET
- Size
- 17.3 KB