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BEVERIDGE, ROY A 4

Accession 0000049071-19-000018

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 10:24 AM ET

Size

20.2 KB

Accession

0000049071-19-000018

Insider Transaction Report

Form 4

Period: 2019-02-19

BEVERIDGE, ROY A

Sr. VP & Chief Medical Officer

Transactions

Exercise/Conversion
Humana Common
2019-02-19$167.81/sh+7,085$1,188,898→ 19,169 total
Exercise/Conversion
Options
2019-02-19−7,680→ 7,084 total
Exercise: $167.81Exp: 2023-02-18→ Humana Common (7,680 underlying)
Exercise/Conversion
Humana Common
2019-02-19$167.81/sh+595$99,844→ 12,409 total
Tax Payment
Humana Common
2019-02-19$307.21/sh−325$99,845→ 12,084 total
Sale
Humana Common
2019-02-19$307.16/sh−8,278$2,542,653→ 10,891 total
Gift
Humana Common
2019-02-20−100→ 10,791 total

Holdings

Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (15,997 underlying)
15,997
Restricted Stock Units
→ Humana Common (1,993 underlying)
1,993
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (4,415 underlying)
4,415
Restricted Stock Units
→ Humana Common (683 underlying)
683

Footnotes (9)

[F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 10,998 options vesting in three annual increments, and 4,999 options fully vest three years from the date of grant.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F4]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F5]Restricted stock units granted to reporting person on 03/08/2017, 2,529 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from the date of grant.
[F6]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
[F7]Shares swapped for payment of purchase price on stock option exercise using fair market value on February 15, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.
[F8]1,193 shares sold at price of $307.1334. 7,085 shares sold at prices ranging from $306.56 to $307.1579. Price reported is weighted average sales price.
[F9]Transaction representing a gift/chartiable donation effective February 20, 2019 in which no value was received in return.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1

filerCIK 0001579300

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 10:24 AM ET
Size: 20.2 KB

View on SEC.gov