BEVERIDGE, ROY A 4
4 · HUMANA INC · Filed Feb 21, 2019
Insider Transaction Report
Form 4
HUMANA INCHUM
BEVERIDGE, ROY A
Sr. VP & Chief Medical Officer
Transactions
- Exercise/Conversion
Humana Common
2019-02-19$167.81/sh+7,085$1,188,898→ 19,169 total - Exercise/Conversion
Options
2019-02-19−7,680→ 7,084 totalExercise: $167.81Exp: 2023-02-18→ Humana Common (7,680 underlying) - Exercise/Conversion
Humana Common
2019-02-19$167.81/sh+595$99,844→ 12,409 total - Tax Payment
Humana Common
2019-02-19$307.21/sh−325$99,845→ 12,084 total - Sale
Humana Common
2019-02-19$307.16/sh−8,278$2,542,653→ 10,891 total - Gift
Humana Common
2019-02-20−100→ 10,791 total
Holdings
- 15,997
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (15,997 underlying) - 1,993
Restricted Stock Units
→ Humana Common (1,993 underlying) - 4,415
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (4,415 underlying) - 683
Restricted Stock Units
→ Humana Common (683 underlying)
Footnotes (9)
- [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 10,998 options vesting in three annual increments, and 4,999 options fully vest three years from the date of grant.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
- [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F5]Restricted stock units granted to reporting person on 03/08/2017, 2,529 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from the date of grant.
- [F6]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
- [F7]Shares swapped for payment of purchase price on stock option exercise using fair market value on February 15, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.
- [F8]1,193 shares sold at price of $307.1334. 7,085 shares sold at prices ranging from $306.56 to $307.1579. Price reported is weighted average sales price.
- [F9]Transaction representing a gift/chartiable donation effective February 20, 2019 in which no value was received in return.