LeClaire Brian P. 4

Accession 0000049071-19-000089

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 2:58 PM ET

Size

21.8 KB

Accession

0000049071-19-000089

Insider Transaction Report

Form 4

Period: 2019-08-22

HUMANA INCHUM

LeClaire Brian P.

SVP & Chief Service & Info Off

Transactions

Exercise/Conversion
Humana Common
2019-08-22$268.47/sh+2,073$556,538→ 15,067 total
Sale
Humana Common
2019-08-22$289.70/sh−7,239$2,097,146→ 7,828 total
Exercise/Conversion
Options
2019-08-22−2,073→ 4,148 total
Exercise: $268.47Exp: 2025-02-19→ Humana Common (2,073 underlying)
Exercise/Conversion
Options
2019-08-22−5,166→ 12,916 total
Exercise: $217.41Exp: 2024-03-08→ Humana Common (5,166 underlying)
Exercise/Conversion
Humana Common
2019-08-22$217.41/sh+5,166$1,123,166→ 12,994 total

Holdings

Humana Common
(indirect: (See Footnote))
136
Restricted Stock Units
→ Humana Common (963 underlying)
963
Phantom Stock Units
(indirect: See Footnote)
→ Humana Common (62 underlying)
62
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (5,568 underlying)
5,568
Restricted Stock Units
→ Humana Common (1,258 underlying)
1,258
Restricted Stock Units
→ Humana Common (2,971 underlying)
2,971

Footnotes (10)

[F1]Stock units held for the benefit of reporting person as of July 31, 2019 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
[F10]Shares sold at prices ranging from $288.86 to $291.18. Price reported is weighted average sales price.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
[F5]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F6]Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
[F7]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
[F8]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
[F9]Phantom Stock Units held for the benefit of reporting person as of July 31, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001528285

Filing Metadata

Form type: 4
Filed: Aug 25, 8:00 PM ET
Accepted: Aug 26, 2:58 PM ET
Size: 21.8 KB

View on SEC.gov