Bierbower Elizabeth D 4

Accession 0000049071-19-000139

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 5:07 PM ET

Size

37.1 KB

Accession

0000049071-19-000139

Insider Transaction Report

Form 4

Period: 2019-12-13

HUMANA INCHUM

Bierbower Elizabeth D

Segment Pres., Employer Group

Transactions

Tax Payment
Humana Common
2019-12-15$350.41/sh−147$51,510→ 16,945 total
Exercise/Conversion
Options
2019-12-13−5,730→ 0 total
Exercise: $164.65Exp: 2022-02-24→ Humana Common (5,730 underlying)
Exercise/Conversion
Options
2019-12-13−8,925→ 0 total
Exercise: $167.81Exp: 2023-02-18→ Humana Common (8,925 underlying)
Exercise/Conversion
Restricted Stock Units
2019-12-15−378→ 758 total
→ Humana Common (378 underlying)
Sale
Humana Common
2019-12-13$351.42/sh−14,655$5,150,120→ 16,255 total
Exercise/Conversion
Humana Common
2019-12-15+767→ 17,022 total
Tax Payment
Humana Common
2019-12-15$350.41/sh−302$105,824→ 16,720 total
Exercise/Conversion
Humana Common
2019-12-15+372→ 17,092 total
Exercise/Conversion
Humana Common
2019-12-16$217.41/sh+1,318$286,553→ 18,492 total
Exercise/Conversion
Options
2019-12-16−1,318→ 13,679 total
Exercise: $217.41Exp: 2024-03-08→ Humana Common (1,318 underlying)
Exercise/Conversion
Restricted Stock Units
2019-12-15−767→ 1,149 total
→ Humana Common (767 underlying)
Exercise/Conversion
Humana Common
2019-12-13$164.65/sh+5,730$943,416→ 21,985 total
Exercise/Conversion
Humana Common
2019-12-13$167.81/sh+8,925$1,497,660→ 30,910 total
Exercise/Conversion
Humana Common
2019-12-15+378→ 17,323 total
Sale
Humana Common
2019-12-16$370.00/sh−400$148,000→ 18,092 total
Tax Payment
Humana Common
2019-12-15$350.41/sh−149$52,211→ 17,174 total
Exercise/Conversion
Restricted Stock Units
2019-12-15−372→ 373 total
→ Humana Common (372 underlying)

Holdings

Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (5,029 underlying)
5,029
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (4,817 underlying)
4,817

Footnotes (11)

[F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
[F10]Price reported is weighted avg sales price.
[F11]Price reported is weighted avg sales price.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.
[F4]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21.
[F5]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
[F6]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F7]Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.
[F8]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.
[F9]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001561149

Filing Metadata

Form type: 4
Filed: Dec 16, 7:00 PM ET
Accepted: Dec 17, 5:07 PM ET
Size: 37.1 KB

View on SEC.gov