4//SEC Filing
Bierbower Elizabeth D 4
Accession 0000049071-19-000143
CIK 0000049071other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 3:17 PM ET
Size
16.7 KB
Accession
0000049071-19-000143
Insider Transaction Report
Form 4
HUMANA INCHUM
Bierbower Elizabeth D
Segment Pres., Employer Group
Transactions
- Exercise/Conversion
Humana Common
2019-12-18$217.41/sh+5,347$1,162,518→ 23,439 total - Sale
Humana Common
2019-12-18$370.00/sh−5,347$1,978,390→ 18,092 total - Exercise/Conversion
Options
2019-12-18−5,347→ 8,332 totalExercise: $217.41Exp: 2024-03-08→ Humana Common (5,347 underlying)
Holdings
- 373
Restricted Stock Units
→ Humana Common (373 underlying) - 4,817
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (4,817 underlying) - 5,029
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (5,029 underlying) - 1,149
Restricted Stock Units
→ Humana Common (1,149 underlying) - 758
Restricted Stock Units
→ Humana Common (758 underlying)
Footnotes (8)
- [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21.
- [F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
- [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F5]Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.
- [F6]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.
- [F7]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.
- [F8]Price reported is weighted avg sales price.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001561149
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 3:17 PM ET
- Size
- 16.7 KB