Kane Brian A 4

Accession 0000049071-20-000148

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 12:13 PM ET

Size

23.6 KB

Accession

0000049071-20-000148

Insider Transaction Report

Form 4

Period: 2020-11-05

HUMANA INCHUM

Kane Brian A

SVP & Chief Financial Officer

Transactions

Sale
Humana Common
2020-11-05$442.74/sh−19,617$8,685,319→ 17,652 total
Gift
Humana Common
2020-11-05−120→ 17,532 total
Exercise/Conversion
Humana Common
2020-11-05$217.41/sh+29,995$6,521,363→ 67,023 total
Exercise/Conversion
Options
2020-11-05−29,995→ 0 total
Exercise: $217.41Exp: 2024-03-08→ Humana Common (29,995 underlying)
Tax Payment
Humana Common
2020-11-05$459.86/sh−218$100,248→ 66,805 total
Sale
Humana Common
2020-11-05$446.87/sh−29,536$13,198,897→ 37,269 total

Holdings

Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (12,535 underlying)
12,535
Restricted Stock Units
→ Humana Common (1,759 underlying)
1,759
Restricted Stock Units
→ Humana Common (2,494 underlying)
2,494
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (11,674 underlying)
11,674
Restricted Stock Units
→ Humana Common (932 underlying)
932
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (12,041 underlying)
12,041

Footnotes (13)

[F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant.
[F10]Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 4, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.
[F11]Shares sold at prices ranging from $442.84 to $450.87. Price reported is weighted average sales price.
[F12]Shares sold at prices ranging from $439.58 to $450.90. Price reported is weighted average sales price.
[F13]Shares represent gift/charitable donation effective November 5, 2020, in which no value was received in return.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
[F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
[F5]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F6]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F7]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
[F8]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
[F9]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001609525

Filing Metadata

Form type: 4
Filed: Nov 8, 7:00 PM ET
Accepted: Nov 9, 12:13 PM ET
Size: 23.6 KB

View on SEC.gov