Home/Filings/4/0000049071-20-000160
4//SEC Filing

Kane Brian A 4

Accession 0000049071-20-000160

CIK 0000049071other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 10:15 AM ET

Size

24.2 KB

Accession

0000049071-20-000160

Insider Transaction Report

Form 4
Period: 2020-12-15
Kane Brian A
SVP & Chief Financial Officer
Transactions
  • Exercise/Conversion

    Humana Common

    2020-12-15+93218,464 total
  • Tax Payment

    Humana Common

    2020-12-15$390.49/sh468$182,74718,378 total
  • Tax Payment

    Humana Common

    2020-12-15$390.49/sh443$172,98518,766 total
  • Exercise/Conversion

    Humana Common

    2020-12-15+87918,846 total
  • Tax Payment

    Humana Common

    2020-12-15$390.49/sh497$194,07117,967 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-159320 total
    Humana Common (932 underlying)
  • Exercise/Conversion

    Humana Common

    2020-12-15+83119,209 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-15879880 total
    Humana Common (879 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-158311,663 total
    Humana Common (831 underlying)
Holdings
  • Options

    Exercise: $268.47Exp: 2025-02-19Humana Common (12,041 underlying)
    12,041
  • Options

    Exercise: $307.96Exp: 2026-02-25Humana Common (11,674 underlying)
    11,674
  • Options

    Exercise: $350.79Exp: 2027-02-24Humana Common (12,535 underlying)
    12,535
Footnotes (8)
  • [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
  • [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  • [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  • [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F5]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F6]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
  • [F7]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
  • [F8]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001609525

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 10:15 AM ET
Size
24.2 KB