4//SEC Filing
Zipperle Cynthia H 4
Accession 0000049071-20-000165
CIK 0000049071other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 12:53 PM ET
Size
23.7 KB
Accession
0000049071-20-000165
Insider Transaction Report
Form 4
HUMANA INCHUM
Zipperle Cynthia H
Vice President, CAO,Controller
Transactions
- Exercise/Conversion
Humana Common
2020-12-15+302→ 2,464 total - Exercise/Conversion
Humana Common
2020-12-15+271→ 2,639 total - Tax Payment
Humana Common
2020-12-15$390.49/sh−86$33,582→ 2,553 total - Tax Payment
Humana Common
2020-12-15$390.49/sh−76$29,677→ 2,714 total - Exercise/Conversion
Restricted Stock Units
2020-12-15−302→ 0 total→ Humana Common (302 underlying) - Tax Payment
Humana Common
2020-12-15$390.49/sh−96$37,487→ 2,368 total - Exercise/Conversion
Restricted Stock Units
2020-12-15−237→ 476 total→ Humana Common (237 underlying) - Exercise/Conversion
Humana Common
2020-12-15+237→ 2,790 total - Exercise/Conversion
Restricted Stock Units
2020-12-15−271→ 271 total→ Humana Common (271 underlying)
Holdings
- 745
Restricted Stock Units
→ Humana Common (745 underlying) - 895(indirect: See Footnote)
Humana Common
- 281(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (281 underlying)
Footnotes (8)
- [F1]Shares held for the benefit of reporting person as of November 30, 2020 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F2]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F3]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F4]Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
- [F5]Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.
- [F6]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
- [F7]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F8]Phantom Stock Units held for the benefit of reporting person as of November 30, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001628102
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 12:53 PM ET
- Size
- 23.7 KB