4//SEC Filing
JONES DAVID A JR/KY 4
Accession 0000049071-20-000171
CIK 0000049071other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 9:47 AM ET
Size
12.3 KB
Accession
0000049071-20-000171
Insider Transaction Report
Form 4
HUMANA INCHUM
JONES DAVID A JR/KY
Director
Transactions
- Sale
Humana Common
2020-12-17$392.76/sh−5,000$1,963,800→ 77,272 total(indirect: See Footnote) - Gift
Humana Common
2020-06-30−5,000→ 72,272 total(indirect: See Footnote)
Holdings
- 800(indirect: See Footnote)
Humana Common
- 5,892
Restricted Stock Units
→ Humana Common (5,892 underlying) - 95
Restricted Stock Units
→ Humana Common (95 underlying) - 453
Humana Common
Footnotes (7)
- [F1]Shares held in two trusts for the benefit of reporting person's son/daughter, respectively, in each case where the reporting person is the sole trustee.
- [F2]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F4]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
- [F5]Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/20.
- [F6]Shares contributed by the David Jones Jr Revocable Trust to an exchange fund in return for shares of the exchange fund. The Humana Inc. common stock was valued at $392.76 per share, using close of business prices on the day prior to the exchange date, for purposes of determining the number of shares of the exchange fund issued to the Revocable Trust.
- [F7]Shares reported represent a gift/chartiable donation, effective June 30, 2020, in which no value was received in return.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001025393
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 9:47 AM ET
- Size
- 12.3 KB