4//SEC Filing
McDonald William J. 4
Accession 0000049071-21-000004
CIK 0000049071other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:17 PM ET
Size
13.2 KB
Accession
0000049071-21-000004
Insider Transaction Report
Form 4
HUMANA INCHUM
McDonald William J.
Director
Transactions
- Award
Restricted Stock Units
2021-01-04+403→ 403 total→ Humana Common (403 underlying) - Award
Restricted Stock Units
2020-12-31$407.15/sh+73$29,722→ 10,472 total→ Humana Common (73 underlying) - Award
Restricted Stock Units
2020-12-31$407.15/sh+196$79,802→ 1,500 total→ Humana Common (196 underlying)
Holdings
- 2,276(indirect: See Footnote.)
Humana Common
- 25,499
Restricted Stock Units
→ Humana Common (25,499 underlying)
Footnotes (5)
- [F1]Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020. Transfer of 2,276 shares was made effective on December 23, 2020 from a directly held brokerage account to the Living Trust.
- [F2]Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F4]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F5]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001415604
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 12:17 PM ET
- Size
- 13.2 KB