4//SEC Filing
JONES DAVID A JR/KY 4
Accession 0000049071-21-000010
CIK 0000049071other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 9:48 AM ET
Size
10.3 KB
Accession
0000049071-21-000010
Insider Transaction Report
Form 4
HUMANA INCHUM
JONES DAVID A JR/KY
Director
Transactions
- Award
Humana Common
2021-01-04+403→ 403 total
Holdings
- 800(indirect: See Footnote)
Humana Common
- 72,725(indirect: See Footnote)
Humana Common
- 5,892
Restricted Stock Units
→ Humana Common (5,892 underlying) - 95
Restricted Stock Units
→ Humana Common (95 underlying)
Footnotes (5)
- [F1]Shares held in two trusts for the benefit of reporting person's son/daughter, respectively, in each case where the reporting person is the sole trustee.
- [F2]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F4]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock. Includes 453 shares that vested on 12/31/20 and transferred to trust on 1/4/21.
- [F5]Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001025393
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 9:48 AM ET
- Size
- 10.3 KB