4//SEC Filing
Zipperle Cynthia H 4
Accession 0000049071-21-000056
CIK 0000049071other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 6:42 PM ET
Size
20.1 KB
Accession
0000049071-21-000056
Insider Transaction Report
Form 4
HUMANA INCHUM
Zipperle Cynthia H
Vice President, CAO,Controller
Transactions
- Exercise/Conversion
Humana Common
2021-02-19+1,806→ 4,520 total - Tax Payment
Humana Common
2021-02-19$377.42/sh−572$215,881→ 3,948 total - Tax Payment
Humana Common
2021-02-19$377.42/sh−246$92,844→ 4,447 total - Exercise/Conversion
Restricted Stock Units
2021-02-19−745→ 0 total→ Humana Common (745 underlying) - Award
Restricted Stock Units
2021-02-22+615→ 615 total→ Humana Common (615 underlying) - Exercise/Conversion
Humana Common
2021-02-19+745→ 4,693 total
Holdings
- 476
Restricted Stock Units
→ Humana Common (476 underlying) - 894(indirect: See Footnote)
Humana Common
- 271
Restricted Stock Units
→ Humana Common (271 underlying) - 282(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (282 underlying)
Footnotes (9)
- [F1]Shares held for the benefit of reporting person as of January 31, 2021under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F2]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F3]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F4]Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.
- [F5]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
- [F6]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F7]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F8]Phantom Stock Units held for the benefit of reporting person as of January 31, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
- [F9]Includes Performance Stock Units that vested on 2/19/21.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001628102
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 6:42 PM ET
- Size
- 20.1 KB