HUNTER CHRISTOPHER H. 4

4 · HUMANA INC · Filed May 3, 2021

Insider Transaction Report

Form 4

Period: 2021-04-29

HUMANA INCHUM

HUNTER CHRISTOPHER H.

SVP and Chief Strategy Officer

Transactions

Sale
Humana Common
2021-04-29$443.76/sh−5,156$2,288,046→ 8,653 total
Gift
Humana Common
2021-04-30−405→ 8,248 total
Gift
Humana Common
2021-03-16−80→ 8,168 total

Holdings

Restricted Stock Units
→ Humana Common (1,117 underlying)
1,117
Restricted Stock Units
→ Humana Common (808 underlying)
808
Options
Exercise: $268.47Exp: 2025-02-19→ Humana Common (6,623 underlying)
6,623
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (6,106 underlying)
6,106
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,598 underlying)
4,598
Options
Exercise: $217.41Exp: 2024-03-08→ Humana Common (459 underlying)
459
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (6,088 underlying)
6,088
Restricted Stock Units
→ Humana Common (460 underlying)
460

Footnotes (13)

[F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
[F10]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
[F11]Price reported is weighted avg sales price.
[F12]Shares reported represent a gift/charitable donation effective April 30, 2021, in which no value was received in return.
[F13]Shares reported represent a gift/charitable donation effective March 16, 2021, in which no value was received in return.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
[F3]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
[F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
[F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
[F6]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.
[F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F8]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
[F9]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Documents

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