4//SEC Filing
JONES DAVID A JR/KY 4
Accession 0000049071-21-000125
CIK 0000049071other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 9:07 AM ET
Size
10.4 KB
Accession
0000049071-21-000125
Insider Transaction Report
Form 4
HUMANA INCHUM
JONES DAVID A JR/KY
Director
Transactions
- Sale
Humana Common
2021-09-16$401.00/sh−4,800$1,924,800→ 67,925 total(indirect: See Footnote)
Holdings
- 403
Humana Common
- 5,892
Restricted Stock Units
→ Humana Common (5,892 underlying) - 800(indirect: See Footnote)
Humana Common
- 95
Restricted Stock Units
→ Humana Common (95 underlying)
Footnotes (6)
- [F1]Shares held in two trusts for the benefit of reporting person's son/daughter, respectively, in each case where the reporting person is the sole trustee.
- [F2]Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F4]Shares held by a revocable trust account (Dec 2009), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock. Includes 453 shares that vested on 12/31/20 and transferred to trust on 1/4/21.
- [F5]Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21.
- [F6]Shares contributed by the David Jones Jr. Revocable Trust to an exchange fund in return for shares of the exchange fund. The Humana Inc. common stock was valued at $401.00 per share, using close of business price on the day prior to the exchange date, for purposes of determining the number of shares of the exchange fund issued to the Revocable Trust.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
IncorporatedKY
Related Parties
1- filerCIK 0001025393
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 9:07 AM ET
- Size
- 10.4 KB