McDonald William J. 4
4 · HUMANA INC · Filed Oct 4, 2021
Insider Transaction Report
Form 4
HUMANA INCHUM
McDonald William J.
Director
Transactions
- Award
Restricted Stock Units
2021-09-30$394.00/sh+72$28,368→ 10,677 total→ Humana Common (72 underlying)
Holdings
- 25,499
Restricted Stock Units
→ Humana Common (25,499 underlying) - 1,500
Restricted Stock Units
→ Humana Common (1,500 underlying) - 2,276(indirect: See Footnote.)
Humana Common
- 403
Restricted Stock Units
→ Humana Common (403 underlying)
Footnotes (5)
- [F1]Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
- [F2]Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F3]Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F4]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F5]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.