IRWIN FINANCIAL CORP 4
4 · IRWIN FINANCIAL CORP · Filed May 11, 2007
Insider Transaction Report
Form 4
SOUZA MATTHEW F
Chief Administrative Officer
Transactions
- Award
Common Stock
2007-05-09+3,866→ 47,259 total - Award
Non-Qualified Stock Option (right to buy)
2007-05-09+13,400→ 13,400 totalExercise: $17.09Exp: 2017-05-08→ Common Stock (13,400 underlying)
Holdings
- 6,494(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Includes 205 additional shares of Irwin Financial Corporation common stock acquired through broker-administered dividend reinvestment with terms similiar to the Irwin Financial Corporation Dividend Reinvestment Plan. The information in this report is as of 5-9-07. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
- [F2]Between 1-1-07 and 5-9-07, the reporting person acquired 25 shares of Irwin Financial Corporation common stock under the Irwin Financial Corporation Dividend Reinvestment and Common Stock Purchase Plan. The information in this report is as of 5-9-07. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
- [F3]Between 1-1-07 and 4-30-07, the reporting person acquired 508 shares of Irwin Financial Corporation common stock under the Irwin Financial Corporation Employees' Stock Purchase Plan. The information in this report is as of 4-30-07. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
- [F4]Includes 41 additional shares of Irwin Financial Corporation common stock acquired through broker-administered dividend reinvestment with terms similar to the Irwin Financial Corporation Dividend Reinvestment Plan. The information in this report is as of 5-9-07. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
- [F5]The Plan provides for phased-in vesting of rights to exercise granted stock options. In the year of the grant, optionee may exercise 25% of total options granted. In each of the three years immediately following the year of the grant, optionee may exercise an addtional 25% of the options granted. Grant of option was made to reporting person in transaction exempt under Rule 16b-3.