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4//SEC Filing

HEAVIN JERRY W 4

Accession 0000054480-04-000013

CIK 0000054480other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 3:25 PM ET

Size

16.9 KB

Accession

0000054480-04-000013

Insider Transaction Report

Form 4
Period: 2004-01-02
KANSAS CITY SOUTHERNKSU
HEAVIN JERRY W
Sr. Vice President of Sub.
Transactions
  • Award

    LSAR

    2004-01-02+20,000→ 20,000 total
    Exercise: $14.60→ Common Stock (20,000 underlying)
  • Award

    Option (Right to Buy)

    2004-01-02+20,000→ 20,000 total
    Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (20,000 underlying)
Holdings

  • Option (Right to Buy)

    Exercise: $12.55Exp: 2013-01-15→ Common Stock (2,996 underlying)
    2,996

  • Common Stock

    (indirect: By 401(k))
    413

  • LSAR

    Exercise: $13.34→ Common Stock (20,000 underlying)
    20,000

  • LSAR

    Exercise: $14.78→ Common Stock (30,000 underlying)
    30,000

  • Option (Right to Buy)

    Exercise: $14.78From: 2003-07-19Exp: 2012-07-18→ Common Stock (30,000 underlying)
    30,000

  • LSAR

    Exercise: $12.55→ Common Stock (2,996 underlying)
    2,996

  • LSAR

    Exercise: $12.90→ Common Stock (80,000 underlying)
    80,000

  • Common Stock

    1,000

  • Option (Right to Buy)

    Exercise: $13.34From: 2002-09-04Exp: 2011-09-03→ Common Stock (20,000 underlying)
    20,000

  • Option (Right to Buy)

    Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (2,000 underlying)
    2,000

  • Option (Right to Buy)

    Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (80,000 underlying)
    80,000

  • LSAR

    Exercise: $14.60→ Common Stock (2,000 underlying)
    2,000
Footnotes (4)
  • [F1]These shares are restricted from sale or transfer for a period of five years ending November 7, 2007, unless earlier terminated in accordance with the restriction agreement.
  • [F2]413 shares have accrued to my account under the Company's 401(k) and Profit Sharing Plan.
  • [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  • [F4]These options are exercisable in installments: 600 on June 23, 2003, 600 on June 23, 2004, 600 on June 23, 2005 and 1,196 on June 23, 2006.

Documents

1 file

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

→
Entity typeother

Related Parties

1
  • filerCIK 0001225035

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:25 PM ET
Size
16.9 KB
View on SEC.gov