HEAVIN JERRY W 4

4 · KANSAS CITY SOUTHERN · Filed Jan 5, 2004

Form 4

Period: 2004-01-02

Sr. Vice President of Sub.

Transactions

Award
LSAR
2004-01-02+20,000→ 20,000 total
Exercise: $14.60→ Common Stock (20,000 underlying)
Award
Option (Right to Buy)
2004-01-02+20,000→ 20,000 total
Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (20,000 underlying)

Holdings

Option (Right to Buy)
Exercise: $12.55Exp: 2013-01-15→ Common Stock (2,996 underlying)
2,996
Common Stock
(indirect: By 401(k))
413
LSAR
Exercise: $13.34→ Common Stock (20,000 underlying)
20,000
LSAR
Exercise: $14.78→ Common Stock (30,000 underlying)
30,000
Option (Right to Buy)
Exercise: $14.78From: 2003-07-19Exp: 2012-07-18→ Common Stock (30,000 underlying)
30,000
LSAR
Exercise: $12.55→ Common Stock (2,996 underlying)
2,996
LSAR
Exercise: $12.90→ Common Stock (80,000 underlying)
80,000
Common Stock
1,000
Option (Right to Buy)
Exercise: $13.34From: 2002-09-04Exp: 2011-09-03→ Common Stock (20,000 underlying)
20,000
Option (Right to Buy)
Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (2,000 underlying)
2,000
Option (Right to Buy)
Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (80,000 underlying)
80,000
LSAR
Exercise: $14.60→ Common Stock (2,000 underlying)
2,000

Footnotes (4)

[F1]These shares are restricted from sale or transfer for a period of five years ending November 7, 2007, unless earlier terminated in accordance with the restriction agreement.
[F2]413 shares have accrued to my account under the Company's 401(k) and Profit Sharing Plan.
[F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
[F4]These options are exercisable in installments: 600 on June 23, 2003, 600 on June 23, 2004, 600 on June 23, 2005 and 1,196 on June 23, 2006.

Documents

1 file