4//SEC Filing
NADLMAN JAY M 4
Accession 0000054480-04-000014
CIK 0000054480other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:27 PM ET
Size
13.4 KB
Accession
0000054480-04-000014
Insider Transaction Report
Form 4
NADLMAN JAY M
Vice President & Secretary
Transactions
- Award
Option (Right to Buy)
2004-01-02+8,000→ 8,000 totalExercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (8,000 underlying) - Award
LSAR
2004-01-02+8,000→ 8,000 totalExercise: $14.60→ Common Stock (8,000 underlying)
Holdings
- 13,983
Common Stock
- 15,000
LSAR
Exercise: $12.55→ Common Stock (15,000 underlying) - 5,680(indirect: Held by ESOP)
Common Stock
- 15,000
Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (15,000 underlying) - 77,000
LSAR
Exercise: $5.75→ Common Stock (77,000 underlying) - 15,400
Option (Right to Buy)
Exercise: $5.75From: 2003-07-13Exp: 2010-07-12→ Common Stock (15,400 underlying) - 15,400
LSAR
Exercise: $5.75→ Common Stock (15,400 underlying) - 77,000
Option (Right to Buy)
Exercise: $5.75From: 2001-07-13Exp: 2010-07-12→ Common Stock (77,000 underlying)
Footnotes (3)
- [F1]5680 shares have accrued to my account under the Company's employee stock ownership plan.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F3]Includes 1,262 shares acquired under the KCS employee stock purchase plan on December 31, 2003.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001199779
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 3:27 PM ET
- Size
- 13.4 KB