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4//SEC Filing

RUSS RONALD G 4

Accession 0000054480-04-000015

CIK 0000054480other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 3:33 PM ET

Size

15.0 KB

Accession

0000054480-04-000015

Insider Transaction Report

Form 4
Period: 2004-01-02
KANSAS CITY SOUTHERNKSU
RUSS RONALD G
Executive Vice President & CFO
Transactions
  • Award

    LSAR

    2004-01-02+40,000→ 40,000 total
    Exercise: $14.60→ Common Stock (40,000 underlying)
  • Award

    Option (Right to Buy)

    2004-01-02+40,000→ 40,000 total
    Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (40,000 underlying)
Holdings

  • Common Stock

    11,730

  • Option (Right to Buy)

    Exercise: $12.55Exp: 2013-01-15→ Common Stock (3,686 underlying)
    3,686

  • Option (Right to Buy)

    Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (20,000 underlying)
    20,000

  • LSAR

    Exercise: $12.55→ Common Stock (45,000 underlying)
    45,000

  • Option (Right to Buy)

    Exercise: $16.28From: 2003-06-03Exp: 2012-06-02→ Common Stock (35,000 underlying)
    35,000

  • Option (Right to Buy)

    Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (45,000 underlying)
    45,000

  • LSAR

    Exercise: $16.28→ Common Stock (35,000 underlying)
    35,000

  • LSAR

    Exercise: $12.55→ Common Stock (3,686 underlying)
    3,686

  • LSAR

    Exercise: $14.60→ Common Stock (20,000 underlying)
    20,000

  • Option (Right to Buy)

    Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (115,000 underlying)
    115,000

  • LSAR

    Exercise: $12.90→ Common Stock (115,000 underlying)
    115,000
Footnotes (4)
  • [F1]10,000 of these shares are restricted from sale or transfer for a period of five years ending November 7, 2007, unless earlier terminated in accordance with the restriction agreement.
  • [F2]Includes 1,730 shares acquired under the KCS employee stock purchase plan on December 31, 2003.
  • [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  • [F4]These options are exercisable in installments: 738 on June 23, 2003, 738 on June 23, 2004, 738 on June 23, 2005 and 1,472 on June 23, 2006.

Documents

1 file

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

→
Entity typeother

Related Parties

1
  • filerCIK 0001087475

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:33 PM ET
Size
15.0 KB
View on SEC.gov