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4//SEC Filing

STEVENSON LARRY O 4

Accession 0000054480-04-000016

CIK 0000054480other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 3:40 PM ET

Size

19.1 KB

Accession

0000054480-04-000016

Insider Transaction Report

Form 4
Period: 2004-01-02
KANSAS CITY SOUTHERNKSU
STEVENSON LARRY O
Sr. Vice President of Sub.
Transactions
  • Award

    LSAR

    2004-01-02+15,000→ 15,000 total
    Exercise: $14.60→ Common Stock (15,000 underlying)
  • Award

    Option (Right to Buy)

    2004-01-02+15,000→ 15,000 total
    Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (15,000 underlying)
Holdings

  • LSAR

    Exercise: $8.35→ Common Stock (60,000 underlying)
    60,000

  • Common Stock

    5,557

  • Option (Right to Buy)

    Exercise: $5.75From: 2003-07-13Exp: 2010-07-12→ Common Stock (5,000 underlying)
    5,000

  • LSAR

    Exercise: $14.34→ Common Stock (164 underlying)
    164

  • LSAR

    Exercise: $12.55→ Common Stock (323 underlying)
    323

  • LSAR

    Exercise: $12.55→ Common Stock (30,000 underlying)
    30,000

  • LSAR

    Exercise: $5.75→ Common Stock (5,000 underlying)
    5,000

  • LSAR

    Exercise: $5.75→ Common Stock (1,000 underlying)
    1,000

  • Option (Right to Buy)

    Exercise: $13.42Exp: 2012-02-05→ Common Stock (175 underlying)
    175

  • Common Stock

    (indirect: Held by ESOP)
    244

  • LSAR

    Exercise: $13.42→ Common Stock (175 underlying)
    175

  • Option (Right to Buy)

    Exercise: $8.35From: 2001-09-11Exp: 2010-09-10→ Common Stock (60,000 underlying)
    60,000

  • Option (Right to Buy)

    Exercise: $14.34Exp: 2011-02-26→ Common Stock (164 underlying)
    164

  • Common Stock

    (indirect: By 401(k))
    322

  • Option (Right to Buy)

    Exercise: $12.55Exp: 2013-01-15→ Common Stock (323 underlying)
    323

  • Option (Right to Buy)

    Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (30,000 underlying)
    30,000

  • Option (Right to Buy)

    Exercise: $5.75From: 2001-07-13Exp: 2010-07-12→ Common Stock (1,000 underlying)
    1,000
Footnotes (6)
  • [F1]244 shares have accumulated to my account under the Company's employee stock ownership plan.
  • [F2]322 shares have accumulated to my account under the Company's 401(k) and Profit Sharing Plan.
  • [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related stock options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  • [F4]These options are exercisable in installments: 41 shares on June 23, 2002, 41 shares on June 23, 2003 and 82 shares on June 23, 2004.
  • [F5]These options are exercisable in installments: 35 shares on February 6, 2002, 35 shares on June 23, 2002, 35 shares on June 23, 2003 and 70 shares on June 23, 2004.
  • [F6]These options are exercisable in installments: 130 shares on January 16, 2003, 65 shares on June 23, 2003 and 128 shares on June 23, 2004.

Documents

1 file

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

→
Entity typeother

Related Parties

1
  • filerCIK 0001224505

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:40 PM ET
Size
19.1 KB
View on SEC.gov