KANSAS CITY SOUTHERN 4

Accession 0000054480-04-000050

CIK 0000054480operating

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 4:32 PM ET

Size

42.7 KB

Accession

0000054480-04-000050

Form 4

Period: 2004-02-11

Sr. Vice President of Sub.

Transactions

Sale
Common Stock
2004-02-11$14.97/sh−1,500$22,455→ 8,057 total
Sale
Common Stock
2004-02-11$14.90/sh−2,300$34,270→ 5,557 total
Exercise/Conversion
Common Stock
2004-02-11$5.75/sh+6,000$34,500→ 11,557 total
Sale
Common Stock
2004-02-11$14.98/sh−1,400$20,972→ 9,557 total
Sale
Common Stock
2004-02-11$14.93/sh−200$2,986→ 7,857 total
Other
LSAR
2004-02-11−5,000→ 0 total
Exercise: $5.75→ Common Stock (5,000 underlying)
Exercise/Conversion
Option (Right to Buy)
2004-02-11−1,000→ 0 total
Exercise: $5.75From: 2001-07-13Exp: 2010-07-12→ Common Stock (1,000 underlying)
Other
LSAR
2004-02-11−1,000→ 0 total
Exercise: $5.75→ Common Stock (1,000 underlying)
Sale
Common Stock
2004-02-11$14.99/sh−600$8,994→ 10,957 total
Exercise/Conversion
Option (Right to Buy)
2004-02-11−5,000→ 0 total
Exercise: $5.75From: 2003-07-13Exp: 2010-07-12→ Common Stock (5,000 underlying)

Holdings

Common Stock
(indirect: Held by ESOP)
244
Option (Right to Buy)
Exercise: $8.35From: 2001-09-11Exp: 2010-09-10→ Common Stock (60,000 underlying)
60,000
LSAR
Exercise: $8.35→ Common Stock (60,000 underlying)
60,000
Option (Right to Buy)
Exercise: $12.55Exp: 2013-01-15→ Common Stock (323 underlying)
323
LSAR
Exercise: $12.55→ Common Stock (323 underlying)
323
Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (30,000 underlying)
30,000
Option (Right to Buy)
Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (15,000 underlying)
15,000
LSAR
Exercise: $14.34→ Common Stock (164 underlying)
164
Option (Right to Buy)
Exercise: $14.34Exp: 2011-02-26→ Common Stock (164 underlying)
164
Option (Right to Buy)
Exercise: $13.42Exp: 2012-02-05→ Common Stock (175 underlying)
175
LSAR
Exercise: $13.42→ Common Stock (175 underlying)
175
LSAR
Exercise: $12.55→ Common Stock (30,000 underlying)
30,000
LSAR
Exercise: $14.60→ Common Stock (15,000 underlying)
15,000
Option (Right to Buy)
Exercise: $14.53Exp: 2014-02-08→ Common Stock (1,239 underlying)
1,239
Common Stock
(indirect: By 401(k))
322
LSAR
Exercise: $14.53→ Common Stock (1,239 underlying)
1,239

Footnotes (8)

[F1]244 shares have accumulated to my account under the Company's employee stock ownership plan.
[F2]322 shares have accumulated to my account under the Company's 401(k) and Profit Sharing Plan.
[F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related stock options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
[F4]These options are exercisable in installments: 41 shares on June 23, 2002, 41 shares on June 23, 2003 and 82 shares on June 23, 2004.
[F5]These options are exercisable in installments: 35 shares on February 6, 2002, 35 shares on June 23, 2002, 35 shares on June 23, 2003 and 70 shares on June 23, 2004.
[F6]These options are exercisable in installments: 130 shares on January 16, 2003, 65 shares on June 23, 2003 and 128 shares on June 23, 2004.
[F7]These options are exercisable in installments: 743 on February 9, 2004 and 496 on June 23, 2004.
[F8]Options exercised in Rule 16b-3 exempt transaction. LSARs cancelled with respect to such shares.

Documents

1 file

KANSAS CITY SOUTHERN

CIK 0000054480

Entity typeoperating

IncorporatedDE