Brook James S 4
4 · KANSAS CITY SOUTHERN · Filed Nov 8, 2004
Insider Transaction Report
Form 4
Brook James S
Vice President & Comptroller
Transactions
- Award
Employee Stock Option (right to buy)
2004-11-04+20,000→ 20,000 totalExercise: $16.59From: 2005-11-04Exp: 2014-11-03→ Common Stock (20,000 underlying) - Award
LSAR
2004-11-04+20,000→ 20,000 totalExercise: $16.59→ Common Stock (20,000 underlying)
Holdings
- 20,000
LSAR
Exercise: $14.77→ Common Stock (20,000 underlying) - 5,000
Employee Stock Option (right to buy)
Exercise: $14.77From: 2009-09-28Exp: 2014-09-27→ Common Stock (5,000 underlying) - 2,500
Common Stock
- 5,000
LSAR
Exercise: $14.77→ Common Stock (5,000 underlying) - 20,000
Employee Stock Option (right to buy)
Exercise: $14.77From: 2005-09-28Exp: 2014-09-27→ Common Stock (20,000 underlying)
Footnotes (1)
- [F1]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.