4//SEC Filing
NADLMAN JAY M 4
Accession 0000054480-04-000146
CIK 0000054480other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 3:34 PM ET
Size
31.7 KB
Accession
0000054480-04-000146
Insider Transaction Report
Form 4
NADLMAN JAY M
Vice President & Secretary
Transactions
- Other
LSAR
2004-11-05−17,000→ 0 totalExercise: $5.75→ Common Stock (17,000 underlying) - Exercise/Conversion
Option (Right to Buy)
2004-11-05−17,000→ 0 totalExercise: $5.75From: 2001-07-13Exp: 2010-07-12→ Common Stock (17,000 underlying) - Sale
Common Stock
2004-11-05$16.85/sh−6,800$114,580→ 13,337 total - Sale
Common Stock
2004-11-05$16.89/sh−1,500$25,335→ 8,637 total - Sale
Common Stock
2004-11-05$16.84/sh−3,000$50,520→ 20,137 total - Sale
Common Stock
2004-11-05$16.86/sh−200$3,372→ 13,137 total - Sale
Common Stock
2004-11-05$16.90/sh−500$8,450→ 8,137 total - Exercise/Conversion
Common Stock
2004-11-05$5.75/sh+17,000$97,750→ 25,137 total - Sale
Common Stock
2004-11-05$16.79/sh−2,000$33,580→ 23,137 total
Holdings
- 15,400
LSAR
Exercise: $5.75→ Common Stock (15,400 underlying) - 8,000
Option (Right to Buy)
Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (8,000 underlying) - 8,000
LSAR
Exercise: $14.60→ Common Stock (8,000 underlying) - 15,400
Option (Right to Buy)
Exercise: $5.75From: 2003-07-13Exp: 2010-07-12→ Common Stock (15,400 underlying) - 5,736(indirect: Held by ESOP)
Common Stock
- 50,000
Option (Right to Buy)
Exercise: $5.75From: 2001-07-13Exp: 2010-07-12→ Common Stock (50,000 underlying) - 50,000
LSAR
Exercise: $5.75→ Common Stock (50,000 underlying) - 15,000
Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (15,000 underlying) - 15,000
LSAR
Exercise: $12.55→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]5736 shares have accrued to my account under the Company's employee stock ownership plan.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F3]Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001199779
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 3:34 PM ET
- Size
- 31.7 KB