4//SEC Filing
HEAVIN JERRY W 4
Accession 0000054480-05-000012
CIK 0000054480other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:16 PM ET
Size
28.1 KB
Accession
0000054480-05-000012
Insider Transaction Report
Form 4
HEAVIN JERRY W
Sr. Vice President of Sub.
Transactions
- Award
Common Stock
2005-02-03+805→ 1,805 total
Holdings
- 30,000
Option (Right to Buy)
Exercise: $14.78From: 2003-07-19Exp: 2012-07-18→ Common Stock (30,000 underlying) - 2,000
Option (Right to Buy)
Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (2,000 underlying) - 2,000
LSAR
Exercise: $14.60→ Common Stock (2,000 underlying) - 2,996
LSAR
Exercise: $12.55→ Common Stock (2,996 underlying) - 30,000
LSAR
Exercise: $14.78→ Common Stock (30,000 underlying) - 80,000
Option (Right to Buy)
Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (80,000 underlying) - 80,000
LSAR
Exercise: $12.90→ Common Stock (80,000 underlying) - 2,996
Option (Right to Buy)
Exercise: $12.55Exp: 2013-01-15→ Common Stock (2,996 underlying) - 742(indirect: By 401(k))
Common Stock
- 20,000
Option (Right to Buy)
Exercise: $13.34From: 2002-09-04Exp: 2011-09-03→ Common Stock (20,000 underlying) - 20,000
LSAR
Exercise: $13.34→ Common Stock (20,000 underlying) - 2,771
Option (Right to Buy)
Exercise: $14.53Exp: 2014-02-08→ Common Stock (2,771 underlying) - 2,771
LSAR
Exercise: $14.53→ Common Stock (2,771 underlying)
Footnotes (4)
- [F1]742 shares have accrued to my account under the Company's 401(k) and Profit Sharing Plan.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F3]These options are exercisable in installments: 600 on June 23, 2003, 600 on June 23, 2004, 600 on June 23, 2005 and 1,196 on June 23, 2006.
- [F4]These options are exercisable in installments: 554 on February 9, 2004, 554 on June 23, 2004, 554 on June 23, 2005 and 1109 on June 23, 2006.
Documents
Issuer
KANSAS CITY SOUTHERN
CIK 0000054480
Entity typeother
Related Parties
1- filerCIK 0001225035
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 4:16 PM ET
- Size
- 28.1 KB