HEAVIN JERRY W 4
4 · KANSAS CITY SOUTHERN · Filed Feb 7, 2005
Insider Transaction Report
Form 4
HEAVIN JERRY W
Sr. Vice President of Sub.
Transactions
- Award
Common Stock
2005-02-03+805→ 1,805 total
Holdings
- 30,000
Option (Right to Buy)
Exercise: $14.78From: 2003-07-19Exp: 2012-07-18→ Common Stock (30,000 underlying) - 2,000
Option (Right to Buy)
Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (2,000 underlying) - 2,000
LSAR
Exercise: $14.60→ Common Stock (2,000 underlying) - 2,996
LSAR
Exercise: $12.55→ Common Stock (2,996 underlying) - 30,000
LSAR
Exercise: $14.78→ Common Stock (30,000 underlying) - 80,000
Option (Right to Buy)
Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (80,000 underlying) - 80,000
LSAR
Exercise: $12.90→ Common Stock (80,000 underlying) - 2,996
Option (Right to Buy)
Exercise: $12.55Exp: 2013-01-15→ Common Stock (2,996 underlying) - 742(indirect: By 401(k))
Common Stock
- 20,000
Option (Right to Buy)
Exercise: $13.34From: 2002-09-04Exp: 2011-09-03→ Common Stock (20,000 underlying) - 20,000
LSAR
Exercise: $13.34→ Common Stock (20,000 underlying) - 2,771
Option (Right to Buy)
Exercise: $14.53Exp: 2014-02-08→ Common Stock (2,771 underlying) - 2,771
LSAR
Exercise: $14.53→ Common Stock (2,771 underlying)
Footnotes (4)
- [F1]742 shares have accrued to my account under the Company's 401(k) and Profit Sharing Plan.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F3]These options are exercisable in installments: 600 on June 23, 2003, 600 on June 23, 2004, 600 on June 23, 2005 and 1,196 on June 23, 2006.
- [F4]These options are exercisable in installments: 554 on February 9, 2004, 554 on June 23, 2004, 554 on June 23, 2005 and 1109 on June 23, 2006.