RUSS RONALD G 4
4 · KANSAS CITY SOUTHERN · Filed Feb 7, 2005
Insider Transaction Report
Form 4
RUSS RONALD G
Executive Vice President & CFO
Transactions
- Award
Common Stock
2005-02-03+2,130→ 15,743 total
Holdings
- 115,000
Option (Right to Buy)
Exercise: $12.90From: 2007-10-01Exp: 2012-09-30→ Common Stock (115,000 underlying) - 45,000
LSAR
Exercise: $12.55→ Common Stock (45,000 underlying) - 35,000
LSAR
Exercise: $16.28→ Common Stock (35,000 underlying) - 35,000
Option (Right to Buy)
Exercise: $16.28From: 2003-06-03Exp: 2012-06-02→ Common Stock (35,000 underlying) - 45,000
Option (Right to Buy)
Exercise: $12.55From: 2008-01-16Exp: 2013-01-15→ Common Stock (45,000 underlying) - 115,000
LSAR
Exercise: $12.90→ Common Stock (115,000 underlying) - 20,000
Option (Right to Buy)
Exercise: $14.60From: 2007-11-07Exp: 2012-11-06→ Common Stock (20,000 underlying) - 3,686
LSAR
Exercise: $12.55→ Common Stock (3,686 underlying) - 4,539
Option (Right to Buy)
Exercise: $14.53Exp: 2014-02-08→ Common Stock (4,539 underlying) - 4,539
LSAR
Exercise: $14.53→ Common Stock (4,539 underlying) - 40,000
LSAR
Exercise: $14.60→ Common Stock (40,000 underlying) - 3,686
Option (Right to Buy)
Exercise: $12.55Exp: 2013-01-15→ Common Stock (3,686 underlying) - 40,000
Option (Right to Buy)
Exercise: $14.60From: 2005-01-02Exp: 2014-01-01→ Common Stock (40,000 underlying) - 20,000
LSAR
Exercise: $14.60→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Includes 1,883 shares acquired under the KCS employee stock purchase plan on December 31, 2004.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- [F3]These options are exercisable in installments: 738 on June 23, 2003, 738 on June 23, 2004, 738 on June 23, 2005 and 1,472 on June 23, 2006.
- [F4]These options are exercisable in installments: 907 on February 9, 2004, 908 on June 23, 2004, 908 on June 23, 2005 and 1816 on June 23, 2006.